financial services register fca uk

Requirements or restrictions can include suspensions. See the requirements applying to the firm.

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One of the recommendations the FCA made was for financial services companies to determine whether their cloud contracts are governed by UK law and subject to UK court jurisdiction.

requirements or restrictions placed on the financial services activities that it can operate.

The Financial Services Authority (FSA) was a quasi-judicial body responsible for the regulation of the financial services industry in the United Kingdom between 2001 and 2013. The Financial Conduct Authority (FCA) is a financial regulatory body in the United Kingdom, but operates independently of the UK Government, and is financed by charging fees to members of the financial services industry.

It said that even if it is not those cloud customers must ensure that they, their auditor and the FCA have "effective access" to its data as well as the cloud provider's "business premises". The Financial Conduct Authority (FCA) will consult on the future of the public register of financial services firms and individuals later this year, it has confirmed. Financial Conduct Authority (UK) - FCA: The regulator of the financial services industry in the United Kingdom. The FCA regulates financial firms providing services to consumers and maintains the integrity of the financial markets in the United Kingdom. Following the publication of the joint discussion paper ‘Building the UK financial sector’s operational resilience’ in July 2018 by the Bank of England, Prudential Regulatory Authority and FCA, UK Finance, in partnership with EY, held a number of operational resilience workshops with members representing a range of retail, commercial, custody and wholesale financial institutions. t: 01337 830 844 m: 0784 3024 416 e: contact@gofinancialservices.co.uk

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